Elizabeth M

Results: 1433



#Item
981Financial markets / Stock market / Contract law / Counterparty / Over-the-counter / Futures contract / Margin / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Financial economics / Finance / Investment

February 22, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-02-25 10:57:03
982Financial system / Securities / Bonds / Securities Industry and Financial Markets Association / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered representative / ACT / Financial economics / United States securities law / Investment

April 17, 2014 By Electronic Mail to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2014-04-18 09:10:19
983Finance / Registered Investment Advisor / Financial Industry Regulatory Authority / Mary Schapiro / Financial adviser / Registered representative / U.S. Securities and Exchange Commission / Broker-dealer / United States securities law / Financial economics / Business

VIA ELECTRONIC MAIL April 17, 2014 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2014-04-18 09:41:52
984National Heart /  Lung /  and Blood Institute / Framingham Heart Study / Elizabeth Nabel / National Health Research Institutes / Medicine / Health / National Institutes of Health

NHLBI Working Group on Epidemiology and Population Science Roster Chair: Veronique Lee Roger, M.D., M.P.H. Professor of Epidemiology

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Source URL: nhlbiepi.files.wordpress.com

Language: English - Date: 2013-12-16 16:38:13
985Securities / Stock market / United States securities law / Corporate crime / U.S. Securities and Exchange Commission / Securities fraud / Institutional investor / Securities regulation in the United States / Securities and Exchange Commission / Financial economics / Investment / Finance

u- November 12,201 Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2011-11-30 15:25:21
986Financial adviser / Investment / Business / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered representative / Money / Registered Investment Advisor / United States securities law / Finance / Financial economics

National Association of Insurance and Financial Advisors April 18, 2014 Elizabeth M. Murphy, Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2014-04-21 11:55:30
987Financial services / 76th United States Congress / Institutional investors / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Accredited investor / U.S. Securities and Exchange Commission / Investment Company Act / Investment Advisers Act / Financial economics / Investment / Finance

July 8, 2011 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2011-07-08 12:48:13
988United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Securities / SEC filings / Securities Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Financial economics / United States securities law / Finance

February 18, 2011 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-02-25 15:42:05
989Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Executive pay / Securities Exchange Act / Business / Financial economics / Financial regulation / United States securities law / Employment compensation

Via Email November 6, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.cii.org

Language: English - Date: 2013-11-07 12:12:06
990Investment / Business / Alternative Trading Systems / Securities Exchange Act / Algorithmic trading / Day trading / Order / Market capitalization / Financial markets / Financial economics / Stock market

February 25, 2010 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2010-03-04 12:50:35
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